2021年CFA考试《Level Ⅰ》考试题库-CFA考试（Level Ⅰ）-Study Session 1 Ethics and Professional Standards-
财会经济-CFA特许金融分析师
单选题-Ralph Salley, a Level I candidate in the CFA Program, is explaining Standard VI(B) Priority of Transactions, to his supervisor. Salley states, "The Standard recommends, but does not require, that members and candidates should not participate in initial public offerings. The Standard also recommends that trades for accounts of family members be made after those for other clients, but before those for the account of the members and candidates responsible for executing the transactions." Salley's explanation of the Standard is:
单选题
A.correct.
B.incorrect,because the Standard does not recommend that trades for family members be made after those for other clients.
C.incorrect,because the Standard requires that members and candidates not participate in initial public offerings.
我个人认为这个应该是：B
解析：Standard VI(B) Priority of Transactions recommends that members and candidates avoid the appearance of conflict of interest by not participating in IPOs. If a family member is a fee-paying client, the member or candidate should treat them like any other client, not giving any advantage or disadvantage to their accounts.
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