2021年CFA考试《Level Ⅰ》考试题库-CFA考试(Level Ⅰ)-Mock Exam 1 Afternoon Session-
财会经济-CFA特许金融分析师
单选题-Jin Jin, CFA, is the president of the Registered Option Exchange, which is preparing to launch a new stock option contract. In order to convince investors to use its contract, the exchange attempts to demonstrate that it has the best liquidity. Jin Jin sets up agreements with members so that they commit to a substantial minimum trading volume on the new contract over a specific period in exchange for substantial reductions on their regular commissions. According to the Standards of Practice Handbook, has Jin Jin violated any CFA Institute Standards?
单选题
A.Yes,with respect to additional compensation arrangements.
B.Yes,with respect to market manipulations.
C.Yes,with respect to misrepresentation.
我个人认为这个应该是:B
解析:Committing to a substantial minimum trading volume is an action of market manipulation.
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